Privacy Policy
At Altes, maintaining the trust and confidence of our investors is of paramount importance. We are committed to safeguarding your personal information and providing you with facts and options about how this information may be shared. Please read this notice to learn more about our privacy policies and the options available to you.
This notice replaces all previous statements of our privacy policy and may be amended at any time. We will provide you with annual reminders of our policies and with revised policies if there are any changes in how we handle your personal information. If you end your relationship with us, we will continue to adhere to the policies and practices described in this notice. If you have any questions about this privacy policy, you should contact your Altes relationship manager directly.
Information That We Collect
When opening your account, Altes will collect information about you such as your name, age, address, citizenship, marital status, phone numbers, e-mail address and Social Security/Taxpayer Identification Number. Additionally, Altes collects background information, information concerning your creditworthiness and your credit history from consumer reporting agencies and other outside vendors when opening your account. Furthermore, to provide you with services and products best suited to your financial needs, Altes will collect information such as income sources, assets, financial/investment goals/objectives, and investment experience from you.
Altes collects much of your personal information directly from you. This is via your new account application, other documents that you may be asked to submit from time to time and through correspondence such as telephone calls or electronic mail. We also collect certain personal information (background information and credit history) from outside sources, including third party vendors who perform background checks and verify identities and consumer reporting agencies. Lastly, Altes collects/compiles information from your account records, such as what investments you hold, the transactions taking place in your account and your account balances.
Information That We Share
We, along with our affiliates, use or share information in a limited and carefully controlled manner. We do not disclose any non-public information about our investors or former investors to anyone, except as permitted by law, unless authorized by you. Instances in which we may be required to share your information include:
Disclosure to companies that provide services necessary to affect a transaction that you request or to service your account such as prime brokers, accountants, banks, attorneys or administrators.
Disclosure to government agencies, courts, parties to lawsuits, or regulators in response to subpoenas. In such cases, we share only the information that we are required or authorized to share.
Confidentiality and Security
The security of your account information is important to us. Only those persons who need your information to perform their job have access to it. In addition, we maintain physical, electronic and procedural security measures that comply with U.S. regulations to protect your information. Our employees have limited access to your personal information based upon their responsibilities. All employees are instructed to protect the confidentiality of your personal information as described in these policies, which are strictly enforced.
Correspondence
The security of your account information is important to us. Only those persons who need your information to Official notification to Altes should be mailed to the following:
Investor Relations
Altes Capital, LLC
1 Rockefeller Plaza
2nd Floor
New York, New York
10020
